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PROTECTING YOUR COMPANY'S LEGAL HEALTH

Introduction: Avoid Problems with Preventive Law

Smart business owners and managers reduce costs and avoid legal problems with preventive law practices. With the appropriate legal counsel, businesses can avoid disputes, injuries, and damage claims and can help strengthen their defenses when lawsuits are unavoidable. 

This article will introduce you to the value of legal checkups, legal handbooks, contract strategies and litigation strategies. An attorney will help you to adopt the strategies that apply to your business.

Preventive practices are almost always much less expensive than legal problems down the road.

Legal Checkups Detect Problems

Legal checkups or legal audits are similar to an accountant's financial audit or a physician’s medical examination.  During a legal checkup, an attorney examines business records and practices and recommends steps that you can take to protect the legal health of your business. In a typical legal checkup, an attorney will review documents such as your corporate charter, bylaws, corporate minute book, purchase order forms, sales contracts, employment agreements, and loan agreements. Afterward, you may receive a written report summarizing findings and recommendations. An audit may uncover legal problems that should be corrected.

For example, it may reveal that the company should revise sales contracts to limit warranties and liabilities or revise its employment applications to preserve the right to terminate unsatisfactory employees.  In addition to a written report, an attorney can meet with you to explain the audit findings and recommendations and advise you on how to avoid potential legal problems. At the meeting you can also learn which problems need immediate attention and which ones are less serious.

Legal Handbooks Ensure Compliance

Legal handbooks inform business owners and managers about the laws governing their day-to-day activities and help companies comply with state and federal regulations. They usually summarize the law and contain compliance checklists. Compliance failures can result in bad publicity, distracting lawsuits, and costly fines. An attorney can recommend inexpensive legal handbooks that are available from local bookstores.  A typical handbook is about 100 pages long and provides practical guidance on how to comply with the law. Some handbooks concentrate on one legal subject, such as legal restrictions on product pricing, while others cover several subjects. The most popular legal handbooks cover areas that can be hazardous to a company's legal health such as compliance with antitrust, consumer protection, labor, and product liability laws.  The handbooks are intended as reference guides to be kept handy on desktops and credenzas. Some companies distribute legal handbooks to all employees, while other companies limit distribution.

Contracts Prevent Legal Problems

Contracts provide an important opportunity for you to prevent legal problems. An attorney can help you to negotiate contracts that will protect your rights and help you avoid disputes with your suppliers and customers.  For major equipment purchases or when buying a business, an attorney can help you prepare a letter of intent that avoids unintended liabilities. Letters of intent are frequently used when negotiations are just beginning and are used to document the basic terms of the business deal and to simplify further negotiations.  A carelessly drawn letter of intent can subject your company to damaging lawsuits. It is important to consult a lawyer before signing a letter of intent to protect your bargaining position in later negotiations.  After negotiations have been completed, it is important to carefully prepare and review contract documents to confirm that they reflect the business deal. It is also important that the contract documents cover contingencies that may not have been discussed during the negotiations. At a minimum, the contract should contain "preventive" provisions like remedies for default, procedures for handling disputes, provisions limiting your personal or individual liability, and provisions indemnifying your company against injury and damage claims. An attorney lawyer can help you to review your important contracts and contract forms to assure that they protect your company against legal problems.

Other Legal Strategies That Minimize Litigation Risks

An attorney can help you take steps to reduce the likelihood of lawsuits and win lawsuits that are unavoidable. To help you avoid lawsuits, an attorney can recommend various procedures to be followed by managers as well as rank-and-file employees.  An attorney may either undertake the company-wide legal checkup mentioned above or just concentrate on areas that present the greatest legal risks, such as the hiring of employees and the sale of goods and services.

Other procedures protect your company when disputes are unavoidable. For example, an attorney can help your company adopt proper procedures for receiving and processing legal documents. An attorney can also provide you with checklists of "do's" and "don'ts" for handling disputes. Checklists can be prepared for various situations including when a business deal goes sour, when an employee is injured, when a customer complains about a product or service, or when a government investigator calls the company.

Spotting Legal Trends That Affect Your Company

An attorney can help you to spot trends and changes that may affect your company so that you can use them to your advantage. Advance knowledge of trends enables you to increase revenues and control expenses.  On the revenue side, business laws are sometimes liberalized or enforcement relaxed, sometimes opening strategic opportunities for businesses.   On the expense side, toughening of laws and tightening of enforcement may lead to unexpected costs.

For example, in the 1980's Congress eliminated many of the tax incentives and benefits that had been available to businesses. Also, the IRS tightened enforcement of the regulations assessing tax liability on companies that improperly classified employees as independent contractors.

An attorney can advise you concerning "positive" and "negative" trends so that you can take appropriate action.

Legal Areas To Watch

To focus your preventive efforts, consider the following list of laws to watch:

  Consumer Protection Laws

  Labor & Employment Laws

  Product Liability & Tort Laws

When these laws change, your lawyer can help you to think preventively, show you strategic legal opportunities and suggest remedial steps to reduce legal expenses.